The Managing Directors of EBS Financial Advisors have an average of 25 years of experience.

Neil J. Tremblay, AIF®

Managing Director

  • neil.tremblay@ccgwealth.com

Neil is a Managing Director of EBS Financial Advisors and Coastal Capital Group, Inc. He has worked in the financial services industry for more than 28 years. His primary responsibilities are providing assistance and education to institutional investors, primarily retirement plan sponsors, on matters concerning fiduciary responsibility and obligations, plan design, investment manager selection and monitoring, compliance, and vendor management.

Prior to joining Coastal Capital, Neil was the Manager of Global Relationship Management for Arrowstreet Capital Limited Partnership, a $50 billion global equity manager based in Boston, where he was responsible for worldwide client relationship management functions for the firm. Prior to joining Arrowstreet, he was a Vice President of Client Relationship Management for State Street Global Advisors, a $2 trillion global investment manager. He was responsible for all relationship management functions for clients in the Western United States. Prior to his tenure at State Street Global Advisors, he was a Regional Product Specialist with Watson Wyatt, focusing on defined contribution and total benefit outsourcing services. He has also worked for First Colonial Bank and Merrill Lynch.

Neil earned an MBA from Marquette University in 1991 and a B.A. in Business Administration from Marquette University in 1986. He earned the Accredited Investment Fiduciary (AIF®) designation in 2015.

 

James F. Horrocks, CFP®, AIF®

Managing Director

  • james.horrocks@ccgwealth.com

Jim is a Managing Director of EBS Financial Advisors and Coastal Capital Group, Inc. He has worked in the financial services industry for more than 23 years. His primary responsibilities are providing assistance and education to institutional investors, primarily retirement plans, on matters concerning fiduciary responsibility and obligations, plan design, investment manager selection and monitoring, compliance, and vendor management. Further, he also focuses much of his time on plan participant education.

Jim started his career at New England Mutual as a financial analyst and continued at State Street Global Advisors. In 1997, Jim started his own financial practice and affiliated with LPL Financial (LPL), the largest independent broker-dealer in the nation1.

Jim earned a B.S. in Finance with a minor in Economics and Spanish from the University of Massachusetts, Amherst in 1993 and an MBA with focus on Finance from Boston University in 1995. He earned the CERTIFIED FINANCIAL PLANNER® designation in 1996 and Accredited Investment Fiduciary (AIF®) designation in 2009.

1 As reported in Financial Planning Magazine, June 1996-2016, based on total revenue.